SEC Form 4 · accession 0001010541-15-000022
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F Coleman
Officer — President, Chief Operating Off · Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2015 | M | 67,300 | $1.76 | A | 995,250 | D | |
| Common StockF1 | Sep 8, 2015 | F | 39,483 | $3.00 | D | 955,767 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.76 | Sep 8, 2015 | M | 67,300 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 67,300 | 0 | D |
Explanation of responses
- F1Includes 498,300 shares which may be purchased pursuant to stock options