SEC Form 4 · accession 0001010541-15-000019
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Mandracchia
Officer — Vice President Legal & Reg.
Period of report
Jun 11, 2015
Accepted (ET)
Jun 12, 2015 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 6,250 | $0.83 | A | 1,034,011 | I | Owned by Spouse |
| Common Stock | Jun 11, 2015 | M | 51,250 | $1.76 | A | 1,085,261 | I | Owned by Spouse |
| Common Stock | Jun 11, 2015 | M | 20,750 | $1.40 | A | 1,106,011 | I | Owned by Spouse |
| Common Stock | Jun 11, 2015 | M | 6,250 | $2.15 | A | 1,112,261 | I | Owned by Spouse |
| Common Stock | Jun 11, 2015 | M | 7,400 | $1.02 | A | 1,119,661 | I | Owned by Spouse |
| Common StockF1 | Jun 11, 2015 | M | 0 | $0.00 | A | 731,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $0.83 | Jun 11, 2015 | M | 6,250 | D | Jul 8, 2005 | Jul 8, 2015 | Common Stock | 6,250 | 0 | D |
| Stock Options (Right to Buy) | $1.76 | Jun 11, 2015 | M | 51,250 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 51,250 | 0 | D |
| Stock Options (Right to Buy) | $1.40 | Jun 11, 2015 | M | 20,750 | D | Mar 31, 2006 | Mar 31, 2016 | Common Stock | 20,750 | 0 | D |
| Stock Options (Right to Buy) | $2.15 | Jun 11, 2015 | M | 6,250 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 6,250 | 0 | D |
| Stock Options (Right to Buy) | $1.02 | Jun 11, 2015 | M | 7,400 | D | Oct 10, 2006 | Oct 10, 2016 | Common Stock | 7,400 | 0 | D |
Explanation of responses
- F1No transaction was involved - reflects holdings in which the reporting person has a direct ownership interest. Includes 288,000 shares which may be purchased pursuant to stock options. Excludes 1,119,661 shares owned by spouse.