SEC Form 4 · accession 0001010541-15-000012
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Harkins
Officer — Vice President Sales
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | M | 50,016 | $1.76 | A | 233,141 | D | |
| Common StockF2 | May 4, 2015 | M | 23,125 | $1.40 | A | 233,141 | D | |
| Common StockF2 | May 4, 2015 | F | 27,712 | $4.345 | D | 205,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.76 | May 4, 2015 | M | 50,016 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 50,016 | 0 | D |
| Common Stock (Right to Buy) | $1.40 | May 4, 2015 | M | 23,125 | D | Mar 31, 2006 | Mar 31, 2016 | Common Stock | 23,125 | 0 | D |
Explanation of responses
- F1Includes 183,125 shares which may be purchased pursuant to stock options.
- F2Includes 160,000 shares which may be purchased pursuant to stock options