SEC Form 4 · accession 0001010541-15-000010
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Otto C Morch
Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | M | 25,000 | $1.72 | A | 174,299 | D | |
| Common StockF1 | May 4, 2015 | F | 9,897 | $4.345 | D | 164,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.72 | May 4, 2015 | M | 25,000 | D | Aug 10, 2010 | Aug 10, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Includes 122,999 shares which may be purchased pursuant to stock options