SEC Form 4/A · accession 0001010541-15-000009
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen P Mandracchia
Officer — Vice President Legal & Reg.
Period of report
Mar 12, 2015
Accepted (ET)
Mar 24, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | S | 60,457 | $4.29 | D | 1,107,788 | I | Owned by Spouse |
| Common StockF2 | Mar 13, 2015 | S | 14,927 | $4.26 | D | 1,092,861 | I | Owned by Spouse |
| Common StockF3 | Mar 13, 2015 | S$0 | 0 | $0.00 | D | 822,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.25 to $4.33 per share inclusive. The reporting person underetakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.28 per share inclusive.
- F3No transaction was involved - reflects holdings in which the reporting person has direct ownership. Includes 379,900 shares which may be purchased pursuant to stock options. Excludes 1,092,861 shares owned by spouse.