SEC Form 4/A · accession 0001010541-15-000008
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian F Coleman
Officer — President, Chief Operating Off · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 23, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2015 | S | 35,100 | $4.30 | D | 1,010,150 | D | |
| Common StockF3,F2 | Mar 13, 2015 | S | 14,900 | $4.19 | D | 995,250 | D | |
| Commmon StockF4 | Mar 16, 2015 | M | 12,500 | $0.83 | A | 995,250 | D | |
| Common StockF5 | Mar 16, 2015 | M | 12,500 | $2.15 | A | 995,250 | D | |
| Common StockF6 | Mar 16, 2015 | M | 12,500 | $1.76 | A | 995,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.83 | Mar 16, 2015 | M | 12,500 | D | Jul 8, 2005 | Jul 8, 2015 | Common Stock | 12,500 | 0 | D |
| Stock Option (Right to Buy) | $2.15 | Mar 16, 2015 | M | 12,500 | D | Sep 30, 2005 | Sep 30, 2015 | Common Stock | 12,500 | 0 | D |
| Stock Option (Right to Buy) | $1.76 | Mar 16, 2015 | M | 12,500 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.29 to $4.32 per share inclusive. The reporting person undertakes to provide Hudson Technologies, Inc., any security holder of Hudson Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4(A).
- F2Includes 603,100 shares which may be purchased pursuant to stock options.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.15 to $4.29 per share, inclusive.
- F4Includes 590,600 shares which may be purchased pursuant to stock options.
- F5Includes 578,100 shares which may be purchased pursuant to stock options.
- F6Includes 565,600 shares which may be purchased pursuant to stock options.