SEC Form 4 · accession 0001144204-17-056528
SMITH MIDLAND CORP · SMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney I Smith
Officer — Chairman, CEO and President · Director · 10% Owner
Period of report
Oct 31, 2017
Accepted (ET)
Nov 6, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | S | 1,000 | $7.90 | D | 736,798 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 12, 2017.