SEC Form 4 · accession 0001144204-17-036545
SMITH MIDLAND CORP · SMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney I Smith
Officer — Chairman, CEO and President · Director · 10% Owner
Period of report
Jul 10, 2017
Accepted (ET)
Jul 12, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 10, 2017 | S | 10,000 | $7.63 | D | 765,398 | D | |
| Common StockF2 | Jul 11, 2017 | S | 2,800 | $7.60 | D | 762,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 12, 2017.
- F2The price reported is the weighted average price for each days sales. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.65, inclusive. The reporting person undertakes to provide Smith-Midland Corporation, any security holder of Smith-Midland Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.