SEC Form 4 · accession 0001144204-17-033217
SMITH MIDLAND CORP · SMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney I Smith
Officer — CEO · Director
Period of report
Feb 24, 2017
Accepted (ET)
Jun 20, 2017 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 20,000 | $2.15 | A | 733,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $2.15 | Feb 24, 2017 | M | 20,000 | A | — | May 21, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of May 21, 2008, 2009 and 2010.