SEC Form 4 · accession 0001144204-17-000888
SMITH MIDLAND CORP · SMID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney I Smith
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 5, 2017
Accepted (ET)
Jan 5, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2017 | A | 42,000 | $0.00 | A | 755,398 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted pursuant to the Smith-Midland Corporation 2016 Equity Incentive Plan which vest to the extent of one-third of the shares on each of January 5, 2018, January 5, 2019, and January 5, 2020.