SEC Form 4 · accession 0001209191-19-011522
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J. Stich
Officer — VP and GM, IVD
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 15, 2019 | S | 600 | $54.4367 | D | 55,894 | D | |
| Common StockF3 | Feb 15, 2019 | S | 1,103 | $55.4169 | D | 54,791 | D | |
| Common StockF4 | Feb 15, 2019 | S | 297 | $56.297 | D | 54,494 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
- F2Reflects the weighted average price of 600 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on February 15, 2019 with sale prices ranging from $54.08 to $55.01 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price of 1,103 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on February 15, 2019 with sale prices ranging from $55.08 to $56.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects the weighted average price of 297 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on February 15, 2019 with sale prices ranging from $56.26 to $56.37 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.