SEC Form 4 · accession 0001209191-18-060854
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary R Maharaj
Officer — President & CEO · Director
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | F | 1,079 | $60.59 | D | 184,867 | D | |
| Common StockF2 | Dec 3, 2018 | S | 2,547 | $58.8504 | D | 182,320 | D | |
| Common StockF3 | Dec 3, 2018 | S | 1,557 | $59.5725 | D | 180,763 | D | |
| Common StockF4 | Dec 3, 2018 | S | 896 | $60.3786 | D | 179,867 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2018.
- F2Reflects the weighted average price of 2,547 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $58.21 to $59.17 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects the weighted average price of 1,557 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $59.205 to $60.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects the weighted average price of 896 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on December 3, 2018 with sale prices ranging from $60.24 to $60.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.