SEC Form 4 · accession 0001209191-18-048942

SURMODICS INC · SRDX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 28, 2018

Accepted (ET)

Aug 30, 2018 · 4:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000924717

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 28, 2018	M	3,537	$20.37	A	23,265	D
Common Stock	Aug 28, 2018	M	3,575	$22.58	A	26,840	D
Common Stock	Aug 28, 2018	F	2,042	$74.85	D	24,798	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$20.37	Aug 28, 2018	M	3,537	D	—	Dec 12, 2019	Common Stock	3,537	0	D
Employee Stock Option (right to buy)^F1	$22.58	Aug 28, 2018	M	3,575	D	—	Nov 18, 2020	Common Stock	3,575	0	D