SEC Form 4 · accession 0001209191-18-043312
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J. Arens
Officer — Interim VP, Finance, and CFO
Period of report
Jul 17, 2018
Accepted (ET)
Jul 19, 2018 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 17, 2018 | A | 423 | $0.00 | A | 39,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $59.10 | Jul 17, 2018 | A | 1,341 | A | — | Jul 17, 2025 | Common Stock | 1,341 | 1,341 | D |
Explanation of responses
- F1The award vests in two equal installments on each of the first two anniversaries of the July 17, 2018 grant date.