SEC Form 4 · accession 0001209191-18-023110
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn McCormick
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2018 | A | 165 | $38.05 | A | 6,568 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount beneficially owned includes 4,477 restricted stock units (RSUs) that vest on service-based vesting dates and 2,091 deferred stock units (DSUs) that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.