SEC Form 4 · accession 0001209191-18-022126

SURMODICS INC · SRDX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — VP-Corporate Dev. and Strategy

Period of report

Mar 27, 2018

Accepted (ET)

Mar 29, 2018 · 6:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000924717

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 27, 2018	M	6,633	$20.37	A	42,207	D
Common Stock	Mar 27, 2018	M	6,629	$22.58	A	48,836	D
Common Stock	Mar 27, 2018	F	10,258	$37.60	D	38,578	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1	$20.37	Mar 27, 2018	M	6,633	D	—	Dec 12, 2019	Common Stock	6,633	6,633	D
Employee Stock Option (right to buy)^F1	$22.58	Mar 27, 2018	M	6,629	D	—	Nov 18, 2020	Common Stock	6,629	5,983	D