SEC Form 4/A · accession 0001209191-17-063109
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy J. Arens
Officer — VP-Corporate Dev. and Strategy
Period of report
Nov 30, 2016
Accepted (ET)
Nov 30, 2017 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | F | 1,641 | $23.95 | D | 24,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 4 reported on December 2, 2016 listed an incorrect number of shares withheld for taxes and an incorrect number of shares owned directly following the reported transaction.