SEC Form 4 · accession 0001209191-17-041109
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan K Phillips
Officer — SVP, Gen Counsel & Secretary
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 16, 2017 | S | 1,226 | $24.8526 | D | 29,208 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2017.
- F2Reflects the weighted average price of 1,226 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on June 16, 2017 with sale prices ranging from $24.75 to $24.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.