SEC Form 4 · accession 0001209191-16-099719
SURMODICS INC · SRDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg S Sutton
Officer — VP of Research and Development
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924717
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.42 | Feb 16, 2016 | A | 21,088 | A | — | Feb 16, 2023 | Common Stock | 21,088 | 21,088 | D |
Explanation of responses
- F1The award vests in four equal installments on each of the first four anniversaries of the February 16, 2016 grant date.