SEC Form 4 · accession 0001209191-15-023198

SURMODICS INC · SRDX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 3, 2015

Accepted (ET)

Mar 5, 2015 · 7:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000924717

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 3, 2015	M	12,528	$11.72	A	21,183	D
Common Stock^F1	Mar 3, 2015	M	10,496	$12.40	A	31,679	D
Common Stock^F1	Mar 3, 2015	F	11,362	$24.38	D	20,317	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2	$11.72	Mar 3, 2015	M	12,528	D	—	Jan 5, 2018	Common Stock	12,528	0	D
Employee stock option (right to buy)^F2	$12.40	Mar 3, 2015	M	10,496	D	—	Nov 30, 2018	Common Stock	10,496	0	D

F1The amount beneficially owned includes 4,207 restricted stock units (RSUs) that vest on service-based vesting dates and 3,948 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting persons' service as a director ends.
F2Fully vested.