SEC Form 3 · accession 0001121781-16-000576
GUIDED THERAPEUTICS INC · GTHP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard P. Blumberg
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 18, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 23 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warran (Right to Buy) | $822.00 | holding | — | — | — | Dec 2, 2014 | Dec 2, 2019 | Common Stock | 3 | — | D |
| Common Stock Warrant (Right to Buy) | $822.00 | holding | — | — | — | Jun 30, 2015 | Jun 29, 2020 | Common Stock | 3 | — | D |
| Common Stock Warrant (Right to Buy) | $20,400.00 | holding | — | — | — | Mar 16, 2015 | Mar 15, 2020 | Common Stock | 3 | — | D |
| Common Stock Warrant (Right to Buy) | $20,400.00 | holding | — | — | — | Mar 16, 2015 | Mar 15, 2020 | Common Stock | 5 | — | D |