SEC Form 4 · accession 0001121781-15-000201
GUIDED THERAPEUTICS INC · GTHP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene S Cartwright
Officer — President & CEO · Director
Period of report
Jun 29, 2015
Accepted (ET)
Jul 17, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2015 | P | 37,504 | $0.12 | A | 2,235,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.11 | Jun 30, 2015 | P | 117,870 | A | Dec 2, 2015 | Dec 2, 2020 | Common Stock | 117,780 | 117,780 | D |
| WarrantsF1 | $0.09 | Jun 30, 2015 | P | 117,780 | A | Dec 2, 2015 | Dec 2, 2020 | Common Stock | 117,780 | 117,780 | D |
Explanation of responses
- F1On June 19, 2015, the reporting person disposed of warrants to purchase common stock in exchange for new warrants to purchase common stock in an exchange with the issuer.