SEC Form 3 · accession 0000899243-18-014024
GUIDED THERAPEUTICS INC · GTHP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynne H Imhoff
10% Owner
Period of report
Jun 13, 2016
Accepted (ET)
May 25, 2018 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,600 | D | ||
| Common Stock | holding | — | — | — | 12 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C-1 Preferred StockF1 | $0.02 | holding | — | — | — | Jun 13, 2016 | — | Common Stock | 39,705,882 | — | D |
| Series B Tranche A Warrant | $864.00 | holding | — | — | — | May 23, 2013 | May 23, 2018 | Common Stock | 1 | — | D |
| Series B Tranche B Warrant | $75.00 | holding | — | — | — | Jun 13, 2016 | Jun 13, 2021 | Common Stock | 912 | — | D |
| Series C Warrant | $640.00 | holding | — | — | — | Sep 4, 2015 | Sep 4, 2020 | Common Stock | 60 | — | D |
Explanation of responses
- F1Does not expire.