SEC Form 4 · accession 0001437749-17-004688
Genasys Inc. · GNSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott L Anchin
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924383
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 14, 2017 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 14, 2017 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of LRAD common stock.
- F2RSUs will vest on May 17, 2017. Expiration date is not applicable to RSUs.
- F3RSUs will vest on March 14, 2018. Expiration date is not applicable to RSUs.