SEC Form 4 · accession 0001437749-15-012334
Genasys Inc. · GNSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine H McDermott
Officer — CFO/Secretary
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924383
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2015 | M | 12,779 | $1.24 | A | 39,779 | D | |
| Common Stock | Jun 11, 2015 | S | 200 | $2.32 | D | 39,579 | D | |
| Common Stock | Jun 11, 2015 | S | 200 | $2.31 | D | 39,379 | D | |
| Common Stock | Jun 11, 2015 | S | 1,636 | $2.30 | D | 37,743 | D | |
| Common Stock | Jun 11, 2015 | S | 4,003 | $2.29 | D | 33,740 | D | |
| Common Stock | Jun 11, 2015 | S | 4,500 | $2.28 | D | 29,240 | D | |
| Common Stock | Jun 11, 2015 | S | 1,840 | $2.25 | D | 27,400 | D | |
| Common Stock | Jun 11, 2015 | S | 400 | $2.255 | D | 27,000 | D | |
| Common Stock | Jun 12, 2015 | M | 30,698 | $1.24 | A | 57,698 | D | |
| Common tock | Jun 12, 2015 | S | 500 | $2.25 | D | 57,198 | D | |
| Common Stock | Jun 12, 2015 | S | 15,168 | $2.24 | D | 42,030 | D | |
| Common Stock | Jun 12, 2015 | S | 110 | $2.235 | D | 41,920 | D | |
| Common Stock | Jun 12, 2015 | S | 6,241 | $2.23 | D | 35,679 | D | |
| Common Stock | Jun 12, 2015 | S | 200 | $2.225 | D | 35,479 | D | |
| Common Stock | Jun 12, 2015 | S | 3,000 | $2.22 | D | 32,479 | D | |
| Common Stock | Jun 12, 2015 | S | 92 | $2.215 | D | 32,387 | D | |
| Common Stock | Jun 12, 2015 | S | 2,325 | $2.21 | D | 30,062 | D | |
| Common Stock | Jun 15, 2015 | M | 31,523 | $1.24 | A | 61,585 | D | |
| Common Stock | Jun 15, 2015 | S | 4,600 | $2.20 | D | 56,985 | D | |
| Common Stock | Jun 15, 2015 | S | 17,740 | $2.21 | D | 39,245 | D | |
| Common Stock | Jun 15, 2015 | S | 200 | $2.22 | D | 39,045 | D | |
| Common Stock | Jun 15, 2015 | S | 692 | $2.24 | D | 38,353 | D | |
| Common Stock | Jun 15, 2015 | S | 100 | $2.25 | D | 38,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.24 | Jun 11, 2015 | M | 12,779 | D | — | Jun 15, 2015 | Common Stock | 12,779 | 62,221 | D |
| Stock Option (Right to Buy)F2 | $1.24 | Jun 12, 2015 | M | 30,698 | D | — | Jun 15, 2015 | Common Stock | 30,698 | 31,523 | D |
| Stock Option (Right to Buy)F3 | $1.24 | Jun 15, 2015 | M | 31,523 | D | — | Jun 15, 2015 | Common Stock | 31,523 | 0 | D |
Explanation of responses
- F1The option to purchase shares vests as to 1/3 of the shares on the date of grant at 6/15/2010 and 1/12 quarterly thereafter until fully vested.
- F2The option to purchase shares vests as to 1/3 of the shares on the date of grant at 6/15/2010 and 1/12 quarterly thereafter until fully vested.
- F3The option to purchase shares vests as to 1/3 of the shares on the date of grant at 6/15/2010 and 1/12 quarterly thereafter until fully vested.