SEC Form 4 · accession 0001628280-15-007206
ENERGY FOCUS, INC/DE · EFOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gina Huang
10% Owner
Period of report
Sep 16, 2015
Accepted (ET)
Sep 18, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 16, 2015 | S | 434,783 | $15.98 | D | 417,390 | I | Held by Brilliant Start Enterprise, Inc. |
| Common Stock | holding | — | — | — | 600,000 | I | Held by Jag International Ltd. |
Table II — derivative securities
No Table II lines on this filing.