SEC Form 4 · accession 0000924168-17-000037
ENERGY FOCUS, INC/DE · EFOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Rush Ramelot
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000924168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 11,484 | $0.00 | A | 14,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jun 15, 2017 | M | 11,484 | D | Jun 15, 2017 | Jun 15, 2017 | Common Stock | 11,484 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into Common Stock on a one-for-one basis.