SEC Form 4 · accession 0001225208-16-029943
SOUTHWEST GAS CORP · SWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anita M Romero
Officer — SVP/Staff Operations and Tech
Period of report
Mar 14, 2016
Accepted (ET)
Mar 15, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | A | 201 | $60.74 | A | 40,291 | D | |
| Common Stock | Mar 1, 2016 | A | 44 | $60.74 | A | 40,335 | D | |
| Common Stock | Mar 1, 2016 | A | 17 | $60.74 | A | 40,352 | D | |
| Common Stock | Mar 1, 2016 | A | 1 | $60.74 | A | 40,353 | D | |
| Common Stock | Mar 14, 2016 | M | 36 | $33.07 | A | 40,389 | D | |
| Common Stock | Mar 14, 2016 | S | 36 | $64.00 | D | 40,353 | D | |
| Common Stock | Mar 15, 2016 | M | 2,902 | $33.07 | A | 43,255 | D | |
| Common Stock | Mar 15, 2016 | M | 662 | $33.07 | A | 43,917 | D | |
| Common Stock | Mar 15, 2016 | S | 662 | $64.00 | D | 43,255 | D | |
| Common Stock | Mar 15, 2016 | S | 2,902 | $64.00 | D | 40,353 | D | |
| Common Stock | Mar 1, 2016 | A | 5 | $60.74 | A | 746 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $33.07 | Mar 14, 2016 | M | 36 | D | Aug 1, 2007 | Jul 31, 2016 | Common Stock | 36 | 3,564 | D |
| Stock Option (right to buy) | $33.07 | Mar 15, 2016 | M | 662 | D | Aug 1, 2007 | Jul 31, 2016 | Common Stock | 662 | 2,902 | D |
| Stock Option (right to buy) | $33.07 | Mar 15, 2016 | M | 2,902 | D | Aug 1, 2007 | Jul 31, 2016 | Common Stock | 2,902 | 0 | D |
Remarks
Amounts voluntarily reported were acquired through exempt dividend reinvestment transactions.