SEC Form 4 · accession 0000092380-15-000133
SOUTHWEST AIRLINES CO · LUV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Lamb
Officer — EVP, Corporate Services
Period of report
Oct 28, 2015
Accepted (ET)
Oct 29, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000092380
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 4,620 | $16.47 | A | 145,393 | D | |
| Common Stock | Oct 28, 2015 | F | 1,677 | $45.35 | D | 143,716 | D | |
| Common Stock | Oct 28, 2015 | G | 1,097 | $0.00 | D | 142,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $16.47 | Oct 28, 2015 | M | 4,620 | D | — | Feb 6, 2016 | Common Stock | 4,620 | 0 | D |
Explanation of responses
- F1The option vested in installments and was 100% vested at the time of exercise.