SEC Form 4 · accession 0001209191-19-019263
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Evans
Officer — SVP, Chief Financial Officer
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | A | 12,805 | $0.00 | A | 99,660 | D | |
| Common StockF3,F2 | Mar 11, 2019 | F | 12,418 | $20.47 | D | 87,242 | D | |
| Restricted StockF2 | holding | — | — | — | 130,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.15 | holding | — | — | — | Oct 28, 2013 | Oct 28, 2019 | Common Stock | 3,468 | 3,468 | D |
| Stock Options | $14.19 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 10,404 | 10,404 | D |
Explanation of responses
- F1This amount of shares reflects an increase to the vested restricted stock granted on March 10, 2016 based upon the achievement of the performance-based metrics for the performance period from January 1, 2016 to December 31, 2018. This resulted in a payout of an aggregate of 31,555 shares of Common Stock.
- F2This number has been adjusted to reflect the March 11, 2019 vesting of 18,750 shares of restricted stock.
- F3This number reflects an aggregate of 12,418 shares of Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.