SEC Form 4 · accession 0001209191-18-026289
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence E Anthony
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2,F3 | Apr 24, 2018 | A | 4,500 | $0.00 | A | 12,937 | D | |
| Common StockF2,F3 | holding | — | — | — | 29,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F5 | $14.19 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2021 | Common stock | 8,670 | 8,670 | D |
Explanation of responses
- F1This grant of restricted stock of The GEO Group, Inc. vests in equal annual increments of 25% on each of the four anniversary dates immediately following the grant date.
- F2This number has been adjusted to reflect the March 1, 2018 vesting of 2,625 shares of restricted stock, the June 1, 2017 vesting of 938 shares of restricted stock, March 2, 2018 vesting of 1,125 shares of restricted stock and the March 12, 2018 vesting of 1,125 shares of restricted stock.
- F3On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of (i)7,830 additional shares common stock and (ii)4,750 additional shares of restricted stock.
- F4On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's option exercise price being reduced by $7.10.
- F5On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of 2,890 additional stock options.