SEC Form 4 · accession 0001209191-18-017031
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann M Schlarb
Officer — SVP,GEO & Pres, GEO Care
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2,F3 | Mar 1, 2018 | D | 672 | $0.00 | D | 45,001 | D | |
| Common StockF4,F2 | Mar 1, 2018 | F | 5,066 | $21.30 | D | 28,839 | D | |
| Common StockF4,F3 | Mar 1, 2018 | F | 332 | $21.86 | D | 29,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $14.87 | holding | — | — | — | Aug 15, 2016 | Aug 15, 2022 | Common Stock | 8,670 | 8,670 | D |
Explanation of responses
- F1The amount of shares reflects the forfeiture of 672 shares of restricted stock based on the results of the performance based metrics of the restricted stock during the period from January 1, 2015 to December 31, 2017.
- F2The amount of shares has been adjusted to reflect the March 1, 2018 vesting of 14,328 shares of restricted stock.
- F3This number has been adjusted to reflect the March 1, 2018 vesting of 937 shares of restricted stock.
- F4These shares were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.