SEC Form 4 · accession 0001209191-17-049632
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman A Carlson
Other
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2017 | S | 5,000 | $25.7686 | D | 39,779 | D | |
| Common StockF2 | Aug 17, 2017 | S | 5,000 | $25.7783 | D | 34,779 | D | |
| Restricted Stock | holding | — | — | — | 937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $12.15 | holding | — | — | — | Oct 28, 2013 | Oct 28, 2019 | Common Stock | 8,670 | 8,670 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.76-$25.78, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of The GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.77-$25.78, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of The GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.