SEC Form 4 · accession 0001209191-17-048564
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne N Foreman
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Aug 9, 2017 | M | 8,670 | $12.15 | A | 30,294 | D | |
| Common StockF5 | Aug 9, 2017 | S | 8,670 | $26.696 | D | 21,624 | D | |
| Common StockF1,F6 | Aug 9, 2017 | M | 8,670 | $14.19 | A | 30,294 | D | |
| Common StockF7 | Aug 9, 2017 | S | 8,670 | $26.636 | D | 21,624 | D | |
| Restricted StockF3,F4 | holding | — | — | — | 13,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.15 | Aug 9, 2017 | M | 8,670 | D | Oct 28, 2013 | Oct 28, 2019 | Common Stock | 8,670 | 0 | D |
| Stock OptionsF1 | $14.19 | Aug 9, 2017 | M | 8,670 | D | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 8,670 | 0 | D |
Explanation of responses
- F1On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of 2,890 additional stock options.
- F2On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's option exercise price being reduced by $6.08.
- F3On April, 24 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of (i)6,896 additional shares of common stock and (ii)4,750 additional shares of restricted stock.
- F4The number of shares has been adjusted to reflect the June 1, 2017 vesting of 937 shares of restricted stock.
- F5The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57-$26.72, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of the GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F6On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's option exercise price being reduced by $7.10.
- F7The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.48-$26.72, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of the GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.