SEC Form 4 · accession 0001209191-17-048563
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman A Carlson
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Aug 9, 2017 | M | 8,670 | $14.19 | A | 44,779 | D | |
| Restricted StockF3,F4 | holding | — | — | — | 937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $14.19 | Aug 9, 2017 | M | 8,670 | D | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 8,670 | 0 | D |
| Stock OptionsF6,F5 | $12.15 | holding | — | — | — | Oct 28, 2013 | Oct 28, 2019 | Common Stock | 8,670 | 8,670 | D |
Explanation of responses
- F1On April 24, 2017, The GEO Group, Inc. common stock split 3-for-2, resulting in the reporting person's ownership of 2,890 additional stock options.
- F2On April 24, 2017, The GEO Group, Inc. common stock split 3-for-2, resulting in the reporting person's option exercise price being reduced by $7.10.
- F3On April 24, 2017, the common stock of The GEO Group, Inc. split 3-for-2, resulting in the reporting person's ownership of (i)11,724 additional shares common stock and (ii)625 additional shares of restricted stock.
- F4The number of shares has been adjusted to reflect the March 1, 2017 vesting of 937 shares of restricted stock and the June 1, 2017 vesting of 937 shares of restricted stock.
- F5On April 24, 2017, The GEO Group, Inc. common stock split 3-for-2, resulting in the reporting person's option exercise price being reduced by $6.08.
- F6On April 24, 2017, The GEO Group, Inc. common stock split 3-for-2, resulting in the reporting person's ownership of 2,890 additional stock options.