SEC Form 4 · accession 0001209191-15-051865
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman A Carlson
Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2015 | S | 5,000 | $36.4969 | D | 42,032 | D | |
| Common StockF3,F2 | Jun 8, 2015 | S | 7,138 | $36.3799 | D | 34,894 | D | |
| Restricted StockF2 | holding | — | — | — | 4,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $14.44 | holding | — | — | — | Oct 30, 2008 | Oct 30, 2018 | Common Stock | 5,780 | 5,780 | D |
| Stock Option | $18.23 | holding | — | — | — | Oct 28, 2009 | Oct 28, 2019 | Common Stock | 5,780 | 5,780 | D |
| Stock Option | $21.29 | holding | — | — | — | Mar 1, 2011 | Mar 1, 2021 | Common Stock | 5,780 | 5,780 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.46-$36.57, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of The GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The amount of shares has been adjusted to reflect the March 2, 2015 vesting of 625 shares of restricted stock, the March 12, 2015 vesting of 1,440 shares of restricted stock and the June 1, 2015 vesting of 625 shares of restricted stock.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.30-$36.45, inclusive. The reporting person undertakes to provide to The GEO Group, Inc., any security holder of The GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.