SEC Form 4 · accession 0001209191-15-022638
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence E Anthony
Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Mar 2, 2015 | A | 3,000 | $0.00 | A | 9,630 | D | |
| Common StockF2 | Mar 3, 2015 | S | 1,667 | $43.79 | D | 11,102 | D | |
| Common StockF3,F2 | Mar 3, 2015 | S | 1,633 | $44.0142 | D | 9,469 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $21.29 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 5,780 | 5,780 | D |
Explanation of responses
- F1Represents the grant of restricted common stock of The GEO Group, Inc., vesting in equal annual increments of 25% on each of the four anniversary dates immediately following the grant date.
- F2The amount of shares has been adjusted to reflect the March 1, 2014 vesting of 1,920 shares of restricted stock, the March 12, 2014 vesting of 1,250 shares of restricted stock, the June 1, 2014 vesting of 625 shares of restricted stock, the August 15, 2014 vesting of 190 shares of restricted stock and the March 2, 2015 vesting of 625 shares of restricted stock.
- F3The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.0101-$44.0305, inclusive. The reporting person undertakes the provide to The GEO Group, Inc., any security holder of the GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.