SEC Form 4 · accession 0001209191-15-022574
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A. Brack
Officer — VP, CAO and Controller
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | Mar 2, 2015 | A | 5,000 | $0.00 | A | 13,880 | D | |
| Common StockF3,F2 | Mar 2, 2015 | F | 664 | $44.14 | D | 4,606 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $14.44 | holding | — | — | — | Oct 30, 2008 | Oct 30, 2018 | Common Stock | 2,312 | 2,312 | D |
| Stock Options | $18.23 | holding | — | — | — | Oct 28, 2009 | Oct 28, 2019 | Common Stock | 5,780 | 5,780 | D |
| Stock Options | $21.29 | holding | — | — | — | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 6,936 | 6,936 | D |
| Stock Brack | $18.65 | holding | — | — | — | Feb 5, 2007 | Feb 5, 2017 | Common Stock | 2,312 | 2,312 | D |
Explanation of responses
- F1Represents the grant of restricted common stock of The GEO Group, Inc., vesting in equal annual increments of 25% on each of the four anniversary dates immediately following the grant date.
- F2The amount of shares has been adjusted to reflect the March 2, 2015 vesting of 2,440 shares of restricted stock.
- F3These shares were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock.