SEC Form 4 · accession 0000899243-16-035414
GEO GROUP INC · GEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A. Brack
Officer — VP, CAO and Controller
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 2,312 | $18.65 | A | 12,110 | D | |
| Common Stock | Dec 9, 2016 | M | 2,312 | $14.44 | A | 14,422 | D | |
| Common Stock | Dec 9, 2016 | M | 5,780 | $18.23 | A | 20,202 | D | |
| Common Stock | Dec 9, 2016 | M | 6,936 | $21.29 | A | 27,138 | D | |
| Common StockF1,F2 | Dec 9, 2016 | S | 17,340 | $34.96 | D | 9,798 | D | |
| Restricted Stock | holding | — | — | — | 11,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.65 | Dec 9, 2016 | M | 2,312 | D | Feb 5, 2011 | Feb 5, 2017 | Common Stock | 2,312 | 0 | D |
| Stock Options | $14.44 | Dec 9, 2016 | M | 2,312 | D | Oct 30, 2012 | Oct 30, 2018 | Common Stock | 2,312 | 0 | D |
| Stock Options | $18.23 | Dec 9, 2016 | M | 5,780 | D | Oct 28, 2013 | Oct 28, 2019 | Common Stock | 5,780 | 0 | D |
| Stock Options | $21.29 | Dec 9, 2016 | M | 6,936 | D | Mar 1, 2015 | Mar 1, 2021 | Common Stock | 6,936 | 0 | D |
Explanation of responses
- F1A portion of these shares were sold by the Reporting Person in order to cover the exercise price of the stock options exercised and the Reporting Person's tax withholding obligation upon the exercise of the stock options.
- F2The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.934-$34.989, inclusive. The Reporting Person undertakes to provide to The CEO Group, Inc., any security holder of The GEO Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.