SEC Form 5 · accession 0001493152-16-010807
SINGING MACHINE CO INC · SMDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey Judkowitz
Director
Period of report
Mar 31, 2016
Accepted (ET)
Jun 14, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 31, 2016 | O | 20,000 | $0.32 | A | 434,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options for Common StockF2 | $0.24 | Mar 31, 2016 | J | 20,000 | A | Mar 30, 2017 | Mar 30, 2026 | Common Stock | 20,000 | 200,000 | D |
Explanation of responses
- F1Mr. Judkowitz had 20,000 options which he exercised in March 2016.
- F2All options were granted as part of the Company's annual director compensation plan.