SEC Form 5 · accession 0001144204-15-036769
SINGING MACHINE CO INC · SMDM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey Judkowitz
Director
Period of report
Mar 31, 2015
Accepted (ET)
Jun 11, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923601
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Sep 5, 2014 | J | 15,625 | $0.16 | A | 429,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options for Common StockF2,F3 | $0.17 | Mar 31, 2015 | J | 20,000 | A | Mar 30, 2016 | Mar 30, 2025 | Common Stock | 20,000 | 200,000 | D |
Explanation of responses
- F1All stock grants were awarded as part of the Company's annual director compensation plan.
- F2All options were granted as part of the Company's annual director compensation plan.
- F3Mr. Judkowitz had 20,000 options which were never exercised and expired on March 2015.