SEC Form 4 · accession 0001567619-19-005854
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
William Eric Fuller
Officer — President & CEO · Director · 10% Owner · Other
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1,F3 | Feb 28, 2019 | S | 10,000 | $8.7544 | D | 589,098 | D | |
| Class B Common StockF4 | holding | — | — | — | 1,993,269 | I | Co-Trustee | |
| Class B Common StockF5 | holding | — | — | — | 1,609,613 | I | Managing General Partner | |
| Class A Common StockF3 | holding | — | — | — | 83,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan of Mr. Eric Fuller. The shares sold automatically converted to Class A common stock upon sale.
- F2The price reflects a weighted average sale price for multiple transactions ranging from $8.70 to $8.92, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Shares held by Mr. Eric Fuller.
- F4Shares held by the Max L. Fuller 2008 Irrevocable Trust FBO William E. Fuller (the "Trust") of which Mr. Eric Fuller is a co-trustee, along with his mother, Ms. Janice Fuller. Mr. Eric Fuller and Ms. Janice Fuller have shared dispositive power with respect to shares held in the Trust, and Mr. Eric Fuller has sole voting power.
- F5Shares held by Max Fuller Family Limited Partnership, in which Mr. Eric Fuller is the managing general partner. Mr. Eric Fuller disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.