SEC Form 4/A · accession 0001567619-19-005510
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Matt Herndon
Officer — Chief Operating Officer
Period of report
Feb 21, 2019
Accepted (ET)
Feb 27, 2019 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1,F2 | $9.40 | Feb 21, 2019 | A | 34,014 | A | — | Feb 21, 2029 | Class A Common Stock | 34,014 | 34,014 | D |
Explanation of responses
- F1This Form 4 is being amended to report the number of stock options that were granted to the reporting person on February 21, 2019. The original Form 4 did not include the number of stock options because the issuer had not finalized its option pricing model to determine the number of options that were granted.
- F2Options vest in four equal installments on each of February 21, 2020, 2021, 2022, and 2023, and is subject to certain vesting, forfeiture, and termination provisions.