SEC Form 5 · accession 0001567619-19-004331
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Lisa M Pate
Director · 10% Owner · Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 14, 2018 | G | 100,000 | $0.00 | A | 109,375 | D | |
| Class B Common StockF1 | holding | — | — | — | 222,222 | D | ||
| Class B Common StockF2 | holding | — | — | — | 2,583,914 | I | Trustee | |
| Class B Common StockF3 | holding | — | — | — | 150,005 | I | Managing General Partner |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Ms. Lisa M. Pate.
- F2Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Pate is the sole trustee.
- F3Shares held by Quinn Family Partners, L.P., in which Ms. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.