SEC Form 4 · accession 0001140361-18-031944
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Max L Fuller
Officer — Executive Chairman · Director · 10% Owner · Other
Janice Fuller
10% Owner
Fuller Family Enterprises, LLC
10% Owner
Period of report
Jul 5, 2018
Accepted (ET)
Jul 9, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1,F3 | Jul 5, 2018 | P | 25,112 | $15.2966 | A | 586,052 | I | Member |
| Class A Common StockF4,F1,F3 | Jul 6, 2018 | P | 29,085 | $15.6199 | A | 615,137 | I | Member |
| Class A Common StockF5,F1,F3 | Jul 9, 2018 | P | 18,803 | $15.4507 | A | 633,940 | I | Member |
| Class A Common StockF6 | holding | — | — | — | 9,375 | D | ||
| Class B Common StockF6 | holding | — | — | — | 66,663 | D | ||
| Class B Common StockF3 | holding | — | — | — | 8,261,776 | I | Member |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 purchase plan of Fuller Family Enterprises, LLC.
- F2The price reflects a weighted average purchase price for multiple transactions ranging from $15.15 to $15.44, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Shares held by Fuller Family Enterprises, LLC, in which Mr. Max Fuller and Ms. Janice Fuller are each members. Mr. and Ms. Fuller each disclaim beneficial ownership of these securities except to the extent of his or her respective pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes.
- F4The price reflects a weighted average purchase price for multiple transactions ranging from $15.37 to $15.75, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5The price reflects a weighted average purchase price for multiple transactions ranging from $15.31 to $15.50, inclusive. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F6Shares held by Mr. Fuller.