SEC Form 4 · accession 0001140361-18-028770
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Patrick Brian Quinn
10% Owner · Other
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 136,892 | D | ||
| Class A Common StockF2 | holding | — | — | — | 3,374,516 | I | Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jun 13, 2018 | A | 3,938 | A | — | — | Class A Common Stock | 3,938 | 3,938 | D |
Explanation of responses
- F1Shares held by Mr. Quinn.
- F2Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Patrick Brian Quinn of which Mr. Quinn is the sole trustee.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's Class A Common Stock.
- F4The RSUs will vest in four equal installments on each of June 13, 2019, 2020, 2021, and 2022, and is subject to certain vesting, forfeiture, and termination provisions.