SEC Form 3 · accession 0001140361-18-028480
US XPRESS ENTERPRISES INC · USX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A. Peterson
Officer — Chief Financial Officer
Period of report
Jun 13, 2018
Accepted (ET)
Jun 13, 2018 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923571
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 149,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 200,004 | — | D |
Explanation of responses
- F1Restricted stock units ("RSU") will vest in six equal installments on March 14, 2019, 2020, 2021, 2022, 2023, and 2024, subject to continuous employment through the respective vesting date and certain other termination and forfeiture conditions.
- F2Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock.