SEC Form 4 · accession 0001480164-16-000005
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caterina dePasquale
Officer — Senior Vice President
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2016 | A | 4,250 | — | A | 20,547 | D | |
| Common StockF2 | Jan 27, 2016 | F | 748 | $19.53 | D | 19,799 | D | |
| Common StockF2 | Jan 28, 2016 | F | 325 | $21.34 | D | 19,474 | D | |
| Common StockF3 | holding | — | — | — | 4,133 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units payable in common stock upon vesting.
- F2Shares withheld to cover tax liability.
- F3Shares held in Flushing 401k