SEC Form 4 · accession 0001431629-16-000005
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Astrid Burrowes
Officer — Executive Vice President
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | M | 1,000 | $19.37 | A | 34,701 | D | |
| Common StockF2 | Nov 21, 2016 | M | 4,400 | $8.44 | A | 39,101 | D | |
| Common StockF3 | Nov 21, 2016 | F | 3,333 | $26.67 | D | 35,768 | D | |
| Common StockF4 | holding | — | — | — | 10,917 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Exercise (Right to Buy)F1 | $19.37 | Nov 21, 2016 | M | 1,000 | D | — | Jun 16, 2018 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option Exercise (Right to Buy)F2 | $8.44 | Nov 21, 2016 | M | 4,400 | D | — | Jan 29, 2019 | Common Stock | 4,400 | 0 | D |
Explanation of responses
- F1Stock option exercise from June 2008 grant.
- F2Stock option exercise from January 2009 grant.
- F3Shares withheld to cover option price and taxes.
- F4Shares held in FB 401k a/o 11/22/16.