SEC Form 4 · accession 0001428797-16-000005
FLUSHING FINANCIAL CORP · FFIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A Beckmann
Officer — Executive Vice President
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000923139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2016 | S | 1,500 | $26.69 | D | 26,958 | D | |
| Common StockF2 | Nov 21, 2016 | M | 1,500 | $16.65 | A | 28,458 | D | |
| Common StockF3 | Nov 21, 2016 | M | 3,000 | $19.37 | A | 31,458 | D | |
| Common StockF4 | Nov 21, 2016 | F | 3,628 | $26.67 | D | 27,830 | D | |
| Common Stock | holding | — | — | — | 3,918 | I | 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Exercise (Right to Buy)F2 | $16.65 | Nov 21, 2016 | M | 1,500 | D | — | Jun 18, 2017 | Common Stock | 1,500 | 0 | D |
| Common StockF3 | $19.37 | Nov 21, 2016 | M | 3,000 | D | — | Jun 16, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1All shares sold at $26.69
- F2Stock option exercise from June 2007 grant.
- F3Stock option exercise from June 2008 grant.
- F4Shares withheld to cover option price and taxes.